Found 7715 results for: Mutual Funds Exam Questions And Answers Pdf
[FREE] Mutual Funds Exam Questions And Answers Pdf | HOT
Industry specific structure, constituents and functions of its important components. The legal, institutional and regulatory framework applicable to mutual funds companies and firms in India. Fund distribution and sales practices: channel management...
Found: 25 May 2021 | Rating: 90/100
[GET] Mutual Funds Exam Questions And Answers Pdf | latest!
Definition, objectives and importance of financial planning: developing strategies to help investors achieve their financial goals. Recommending Model Portfolios: risk analysis tool; risk profile questionnaire, etc. Overview of investor services:...
Found: 25 May 2021 | Rating: 91/100
NISM V-A Mutual Fund Study Material - PDF
It does not store any personal data. Analytics analytics Analytics cookies help us understand how our visitors interact with the website. It helps us understand the number of visitors, where the visitors are coming from, and the pages they navigate. The cookies collect this data and are reported anonymously. The cookies store information anonymously and assigns a randomly generated number to identify unique visitors. The data collected including the number visitors, the source where they have come from, and the pages visited in an anonymous form. Performance performance These cookies collect information about how visitors use a website, for instance which pages visitors go to most often, and if they get error messages from web pages. All information these cookies collect is aggregated and therefore anonymous. It is only used to improve how a website works.
Found: 14 Apr 2021 | Rating: 89/100
Mutual Funds Questions And Answers Pdf
Yang Long Jargon Rapid Growth is a mutual fund that has traditionally accepted funds from new investors and issued new shares at net asset value. Jeremy Jargon manages the fund himself and has become concerned that its level of assets has become too high for his management abilities. He issues a statement that Jargon will no longer accept funds from new investors, but will continue to accept additional investments from current shareholders. Which of the following is true about Jargon Rapid Growth fund? Jargon used to be an open-end fund but has now become a closed-end fund. Jargon has always been an open-end fund and will remain an open-end fund. Jargon has always been a closed-end fund and will remain a closed-end fund. Jargon is an open-end fund but would change to a closed-end fund if it wouldn't accept additional funds from current investors. Jargon is violating SEC policy by refusing to accept new investors. As of , which class of mutual funds had the largest amount of assets invested?
Found: 3 Apr 2021 | Rating: 91/100
Money market funds B. Bond funds C. Mixed asset classes such as asset allocation funds D. Equity funds E. Global funds Commingled funds are A. Which of the following is true regarding equity mutual funds? I They invest primarily in stock. II They may hold fixed-income securities as well as stock. III Most hold money market securities as well as stock. IV Two types of equity funds are income funds and growth funds. I and IV B. The fee that mutual funds use to help pay for advertising and promotional literature is called a A.
Found: 14 Apr 2021 | Rating: 93/100
NISM V-A Mutual Fund Questions And Answers - PDF
What was Patty's rate of return on this investment? What was your rate of return on this investment? Of the following types of mutual funds, an investor that wishes to invest in a diversified portfolio of stocks worldwide including the U. ETFs because mutual funds do not exist that will provide the desired objective. Of the following types of mutual funds, an investor that wishes to invest in a diversified portfolio of foreign stocks excluding the U. At issue, offering prices of open-end funds will often be A. However, loads and commissions can increase the price above NAV. Which of the following is not an advantage of mutual funds? They offer a variety of investment styles. They offer small investors the benefits of diversification. They treat income as "passed through" to the investor for tax purposes.
Found: 28 Apr 2021 | Rating: 90/100
9 Common Questions And Answers About Mutual Funds
They offer a variety of investment styles, offer small investors the benefits of diversification, and treat income as "passed through" to the investor for tax purposes and all are advantages of mutual funds. They offer a variety of investment styles, offer small investors the benefits of diversification, and treat income as "passed through" to the investor for tax purposes and all are advantages of mutual fund but non of these are advantages of mutual funds.
Found: 6 Apr 2021 | Rating: 88/100
CA Final SFM Mutual Funds Notes And Question Bank
A disadvantage of mutual funds is that investment income is passed through for tax purposes and investors may therefore lose the ability to engage in tax management. Because Jargon accepts funds from investors, it is an open-end fund. However, when the decision was made to stop accepting investments from new investors, it became a closedfund. Commingled funds areA. Commingled funds are partnerships of investors that pool their funds, which are then managed for a fee. Equity mutual funds can be classified as income funds or growth funds. Equity mutual funds invest primarily in stock but may hold fixed-income securities as well. Most hold money market securities to reduce the need to redeem securities to meet uncertain redemptions on a daily basis.
Found: 4 Apr 2021 | Rating: 88/100
NISM Series-V-B: Mutual Fund Foundation Practice Exam
A and B are used to compensate the sales force and C is used to cover operating expenses. Rule 12b-1 allows a small fee to cover advertising and promotion. Some of the more important fund types, classified by investment policy, are: Money Market Funds -These funds invest in money market securities. They provide low risk, relatively low return and high liquidity.
Found: 23 Apr 2021 | Rating: 85/100
Mutual Fund 700questions And Answers
Equity Funds -These funds invest primarily in stock, although they may hold other types of securities at the manager's discretion. They may also hold some money market securities to provide liquidity for share redemption. Typical objectives are capital gain, growth, growth and income, income, and income and security. Bond Funds -These funds specialize in fixed-income securities such as corporate bonds, Treasury bonds, mortgage-backed securities or municipal bonds.
Found: 2 Apr 2021 | Rating: 87/100
NISM SERIES V A - MUTUAL FUND DISTRIBUTORS EXAM WORKBOOK
These funds may specialize by maturity or credit risk as well. Balanced Funds -These funds may substitute for an investor's entire portfolio. They hold a mix of fixed-income and equity securities. Income funds try to maintain safety of principal but achieve liberal current income, while balanced funds seek to minimize risk. Asset Allocation Funds -These funds also hold both stocks and bonds, but vary the proportions in accord with the portfolio manager's forecast of the relative performance of each sector. These funds are engaged in market timing and are therefore higher risk. Index Funds -These funds try to match the performance of a broad market index. They buy shares in securities included in a particular index in proportion to the security's representation in that index.
Found: 17 Apr 2021 | Rating: 92/100
Index funds are a low-cost way for small investors to pursue a passive investment strategy. Specialized Sector Funds -These funds concentrate on a particular industry or industries. Held alone, they are not well diversified and may be higher risk. AACSB: AnalyticFeedback: The question is designed to test the student's knowledge of the various types of funds available and their suitability for different needs. Investment returns of mutual funds are granted "pass-through status" under the U. The income is treated as passed through to the investor as long as all income is distributed to shareholders. Investors will pay taxes at the appropriate rate depending on the type of income. One drawback is that investors cannot time the sale of securities for maximum tax advantage, unless the funds are held in tax-deferred retirement accounts.
Found: 24 Apr 2021 | Rating: 87/100
Mutual Funds 101: Your Essential Questions And Answers.
Feedback: The purpose of the question is to determine whether students understand the tax differences of owning mutual funds as compared to individual investments. Discuss the consistency of mutual fund performance results, as studied by Goetzmann and Ibbotson and Malkiel Of the funds that performed in the bottom half of their categories during the initial period, If performance were due entirely to the skill of the managers, all winners should remain winners and all losers should remain losers. The results of the study indicate that there seems to be some skill involved in fund performance trends. Malkiel broke his study into two time periods.
Found: 1 Apr 2021 | Rating: 88/100
Chapter 04 Mutual Funds And Other Investment Companies Multiple Choice Questions
For the s he found results similar to Goetzmann and Ibbotson. Malkiel used oneyear returns rather than two-year returns. An increase in the number of fund shares outstanding B. An increase in the fund's accounts payable C. A change in the fund's management D. An increase in the value of one of the fund's stocks E. A decrease in the value of one of the fund's stocks A and B would decrease NAV and C would have an uncertain effect and then only in the future.
Found: 27 Apr 2021 | Rating: 91/100
NISM V - A Sample 500 Questions
However, an increase in the value of one of the fund's stocks would increase NAV. Which of the following characteristics apply to unit investment trusts? I Most are invested in fixed-income portfolios. II They are actively managed portfolios. III The sponsor pools securities, then sells public shares in the trust. IV The portfolio is fixed for the life of the fund. I and II C. I, II, III, and IV Three chief characteristics of UITs are that 1 the sponsor pools securities, and then sells public shares in the trust, 2 the portfolio is fixed for the life of the fund, and 3 most are invested in fixed-income portfolios.
Found: 19 Apr 2021 | Rating: 91/100
Mutual Fund Exam - Mock Tests, Study Material, Exam Dates
Mutual Funds Your essential questions and answers. You may not know them yet—however, from past experience, you can pretty much predict that their individual capacity to learn will vary. Some will be fast learners, while others will absorb your lessons at a slow and steady pace. Then there will be those who will find things a little more challenging. Yet regardless of their differences, they all aspire towards the same goal: to learn the curriculum. To ensure this happens, you need to understand how each of your students learn as individuals. Your investment portfolio to a certain degree is like your group students. It has different kinds of investments with different qualities—and each is in your portfolio for a different reason. But they also share a common goal: to increase the value of your savings. What is a mutual fund?
Found: 28 Apr 2021 | Rating: 87/100
Mutual Funds Questions - Vskills Practice Tests
When you invest in a mutual fund, your money is pooled with that of people with similar investment objectives and invested by professional portfolio managers into securities such as stocks, bonds, money market instruments, and similar assets. Why invest in mutual funds? Mutual funds save you the time and energy it would take to build a diversified portfolio on your own. Diversification within your portfolio protects you from downturns in specific areas. In fact, a single investment in a mutual fund can instantly gain access to capital markets in over 40 countries. The general objective of any mutual fund is to provide a return that is consistent with the level of risk you are willing to take.
Found: 13 Apr 2021 | Rating: 90/100
NISM Mutual Fund Foundation Mock Test | Free Model Exam Papers For NISM MFF Series 5B Certification
That being said, there are four major groups of mutual funds, each with specific objectives: 1. Growth Funds Objective: to provide capital appreciation over the medium to long term. Growth mutual funds are generally investments in small to large cap stocks. Income Funds Objective: to provide income in specific intervals. These funds are suitable for investors who are looking for cash flow to supplement their income. A major portion of the asset is invested in income instruments such as fixed interest debentures, bonds, preference stocks, and dividend paying stocks.
Found: 23 Apr 2021 | Rating: 93/100
Value Funds Objective: to invest in stocks that are deemed to be undervalued because of some inherent inefficiencies of the Market. Since their introduction, mutual funds have evolved to offer an increased amount of choice, reflecting changing investor interests as well as taxes. Investors who seek ethical investing can choose socially responsible mutual funds and tax-efficient mutual funds are available for those who wish to receive a regular monthly cash flow from a fund. What else should I know? Like all investments, mutual funds have risk. The value of most mutual funds will change as the value of the investments in the fund goes up and down. Also, there are fees that will affect the return on your investment. Need a little bit of guidance where mutual funds are concerned?
Found: 22 Apr 2021 | Rating: 90/100
Mutual Funds Mock Test - Vskills Practice Tests
Our financial specialists are at your disposal to discuss any questions you may have about mutual funds, or any other aspect of your investment portfolio. Contact us today. Click here to get the A to Z glossary of investment terms. Check out other article in The Learning Centre about mutual funds:.
Found: 16 Apr 2021 | Rating: 87/100
NISM Hindi Mock Tests ( Mutual Funds & Currency )
Question What Is A k Plan? Answer : A popular contribution program in the USA, available through many employers. Within these tax-sheltered plans, participants often can choose mutual funds as one or more of the investment choices. This plan or even a variant is yet to be introduced in India. Answer : Investors are exposed to reduced investment risk due to portfolio diversification, economies of scale in transaction cost and professional management. Limited Risk Investors are exposed to reduced investment risk due to portfolio diversification, economies of scale in transaction cost and professional management. Diversified investment Small investors can participate in larger basket of securities and share the benefits of efficiently managed portfolio by experts, and are freed from maintaining records of company share certificates, and tracking tax rules.
Found: 26 Apr 2021 | Rating: 87/100
8 Most Important Mutual Fund Questions & Their Answers - Sahi Hai Ya Nahin
Mutual fund investments are less risky due to portfolio diversification, which is possible mainly due to large funds available at their disposal. Small investors can never spread their risks across such a wide portfolio, as can mutual funds. Freedom from tracking investments Investors do not have to track their investments regularly, as the tracking is done by experts who buy and sell securities for them. Investors are only required to track the performance of the mutual fund. Professional management Mutual funds are run by professionals, with experience in portfolio management.
Found: 9 Apr 2021 | Rating: 92/100
NISM V-A Mutual Fund Study Material - PDF - BankExamsToday
Analysts employed by mutual funds analayse data and information available in a manner that cannot be matched by the lay investor. Tax benefits Income tax benefits are granted to investors in mutual funds, making it more tax efficient as compared to other comparable investment avenues. Who Is A Custodian? Answer : The custodian, an independent organisation, has the physical possession of all securities purchased by the mutual fund, and undertakes responsibility for its handling and safekeeping.
Found: 6 Apr 2021 | Rating: 87/100
Answer : A highly regulated organisation that pools money from many people into a portfolio structured to achieve certain objectives. Hence it is termed as an Asset Management Company. Every mutual fund has an AMC associated with it. What Is Load? Answer : It is a charge collected by a mutual fund when it sells units.
Found: 2 Apr 2021 | Rating: 92/100
NISM Mock Test 2021 | Free NISM Model Exam Papers | Practice Online NISM Mock Certification Tests
It can be either front-end load i. Some schemes do not charge any load and are called No Load Schemes Question What Is An Ex-dividend Date? Answer : Normally, one business day after the record date. Investors purchasing unit on or after the ex-dividend date are not entitled to collect dividends or bonus units. The terms ex-bonus and ex-dividend often are used synonymously. This works very similar to dividend and bonus declarations in the case of stocks. Answer : The expense ratio for a fund is the annual expenses of a fund at the end of the financial year , including the management fee, administrative costs, divided by the number of units on that day.
Found: 20 Apr 2021 | Rating: 85/100
NISM V-A Mutual Fund Questions And Answers - PDF - BankExamsToday
Answer no. The REIT will raise funds through an initial offer and subsequently through follow-on offers, rights issue and institutional placements. The value of the assets owned or proposed to be owned by a REIT coming out with an initial offer will not be less than Rs. The minimum subscription amount in an initial offer shall be Rs.
Found: 7 Apr 2021 | Rating: 91/100
Mutual Fund Questions And Answers | Mutual Funds | Exchange Traded Fund
The units will be listed on the stock exchange. Both operate under the overall control of the Trustees. It is also pertinent to note that the custodian has custody of the investments in a scheme. The custodian is largely independent of the sponsor and the AMC. This ensures structural protection of the scheme assets for the benefit of investors. The mutual fund needs to incorporate these observations in the Offer Document that is offered in the market. This does not apply to direct investments. Please read the SID carefully for details on risk factors before investment. But a high fiscal deficit can have a negative impact on interest levels and economic activity. It translates into higher borrowings by the government and pushes up the interest costs in the market. It also limits the ability of the government to provide fiscal impetus to the economy.
Found: 28 Apr 2021 | Rating: 91/100
No comments:
Post a Comment